SNAP : MAIN MENU: Business Practices and Principles

MAIN MENU: Business Practices and Principles

Process	Forms
How to: Assess your department's controls - including access and authorizations Determine authorizations required to process financial transactions personnel transactions Dispose of departmental records Disposition of records Shredding Whistleblower - should I report this?	Departmental Security Administrator (DSA) authorization SAMS Signature authorization Whistleblower / Improper Activities Report Whistleblower Retaliation Complaint
Resources	Policies
Advice to Managers - Payroll/Personnel System Business Conduct Principles Reference Guide Cashier's Internal Controls Health Insurance Portability and Accountability Act (HIPAA) Internal Audit Services Internal Control UC Irvine - mission UCOP Office of Financial Management guidelines Unit specific internal controls guidelines - unit or function? Josephson Institute of Ethics PALCard and Purchasing Internal Controls Risk Assessment activities (PowerPoint) Separation of Duties Statement of Auditing Standards No. 112 (SAS 112) Statement of Auditing Standards No. 115 (SAS 115)	Conflict of Interest Delegation of Authority Health Insurance Portability and Accountability Act (HIPAA) Personal Information Privacy UC Policies Whistleblower Policy and Guidelines at UC Irvine
	Contacts
	Accounting, Sue Crawford, (949) 824-6816 Internal Audit, Bent Nielsen, (949) 824-7855 Internal Control, Linda Cornett, (949) 824-2870 PAL Card, Heidi Worcester, (949)824-7319 Policies and Procedures, Catherine Reynolds, (949) 824-8713 Purchasing, Shauna Anne Niswonger, (949) 824-6516 Risk Management, Rick Coulon, (949) 824-7419 Sponsored Projects, Karen Allen (949) 824-7697